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Compliance Associate

Company: NPAworldwide Recruitment Network
Location: Reno
Posted on: February 20, 2021

Job Description:

JOB DESCRIPTION

Job #: 33595 Title: Compliance Associate Job Location: Reno, Nevada - United States Employment Type: Salary: contact recruiter for details Other Compensation: Above average benefits Employer Will Recruit From: Regional Relocation Paid?: NO WHY IS THIS A GREAT OPPORTUNITY? Position Offers:

* Career path to Chief Compliance Officer
* Opportunity to work closely with SVP to ensure adherence to best practices
* Extensive exposure to Senior Management and the ability to make significant contributions to Firm`s operations
* Small team with collegial atmosphere
JOB DESCRIPTION

Established RIA in Reno, NV seeks Compliance Associate to work with senior team members to develop and maintain compliance programs.

The Firm:

5B+ RIA with UHNW clients (25mm-1B+) New position open due to growth.

Position Specifications:

* Work with auditors and regulators to manage compliance examinations related to financial, regulatory and compliance audits
* Assist with the preparation of regulatory filings
* Maintain and report adherence to policies and procedures as related to the compliance program
* Research regulatory requirements and relevant financial institution laws to ensure compliance

QUALIFICATIONS Requirements:

* 5+ years` compliance experience within the wealth management industry
* Familiarity with rules and regulations applicable to Investment Advisers Education:
University - Bachelor`s Degree/3-4 Year Degree

Keywords: NPAworldwide Recruitment Network, Reno , Compliance Associate, Other , Reno, Nevada

Click here to apply!

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