RenoRecruiter Since 2001
the smart solution for Reno jobs

Compliance Associate

Company: NPAworldwide Recruitment Network
Location: Reno
Posted on: November 22, 2020

Job Description:

JOB DESCRIPTION

Job #: 33595 Title: Compliance Associate Job Location: Reno, Nevada - United States Employment Type: Salary: contact recruiter for details Other Compensation: Above average benefits Employer Will Recruit From: Regional Relocation Paid?: NO WHY IS THIS A GREAT OPPORTUNITY? Position Offers:

* Career path to Chief Compliance Officer
* Opportunity to work closely with SVP to ensure adherence to best practices
* Extensive exposure to Senior Management and the ability to make significant contributions to Firm`s operations
* Small team with collegial atmosphere
JOB DESCRIPTION

Established RIA in Reno, NV seeks Compliance Associate to work with senior team members to develop and maintain compliance programs.

The Firm:

5B+ RIA with UHNW clients (25mm-1B+) New position open due to growth.

Position Specifications:

* Work with auditors and regulators to manage compliance examinations related to financial, regulatory and compliance audits
* Assist with the preparation of regulatory filings
* Maintain and report adherence to policies and procedures as related to the compliance program
* Research regulatory requirements and relevant financial institution laws to ensure compliance

QUALIFICATIONS Requirements:

* 5+ years` compliance experience within the wealth management industry
* Familiarity with rules and regulations applicable to Investment Advisers Education:
University - Bachelor`s Degree/3-4 Year Degree

Keywords: NPAworldwide Recruitment Network, Reno , Compliance Associate, Other , Reno, Nevada

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Grocery Shopper and Delivery Driver
Description: As a driver with Shipt, you are a bearer of good things from groceries, to gadgets, to home decor. You simply drive up to stores, pop your trunk to pick up orders, then deliver to your customers door (more...)
Company: Shipt
Location: Roseville
Posted on: 12/1/2020

Need a gig? Deliver with Uber Eats
Description: Need a gig Deliver with Uber Eats Rocklin, CA 2854 C2-186789 Deliver with Uber. Earn on your schedule. Deliver with Uber Eats on your schedule. Deliver for a few hours in the mornings, every night, or (more...)
Company: Uber Eats
Location: Roseville
Posted on: 12/1/2020

Food Store Shopper and Delivery Driver
Description: As a driver with Shipt, you are a bearer of good things from groceries, to gadgets, to home decor. You simply drive up to stores, pop your trunk to pick up orders, then deliver to your customers door (more...)
Company: Shipt
Location: Roseville
Posted on: 12/1/2020


Life Insurance Sales Agent - Free Exclusive TV Leads
Description: Job Description We''re looking for energetic, coachable people with NO sales
Company: Lincoln Heritage Life Insurance Company
Location: Roseville
Posted on: 12/1/2020

Delivery Driver - No Experience Needed - Use Car, Bike, or Scooter
Description: No passengers. No bosses. Just you, your tunes, and the road. Sign up now and start making money
Company: Doordash
Location: Roseville
Posted on: 12/1/2020

Intensive Care Nurse - ICU Nurse - Travel - (ICU RN)
Description: Job Description amp Requirements Intensive Care Nurse - ICU Nurse - ICU RN StartDate: 12/08/2020Available Shifts: 12 N, 12 E Pay Rate: 3144.00 - 3466.00 Exclusive Order to AMN. Supporting overall (more...)
Company: American Mobile Healthcare
Location: Roseville
Posted on: 12/1/2020

Registered Dental Hygienist (RDH)
Description: Job Description Western Dental amp Orthodontics/Brident/Vital Smiles
Company: Western Dental
Location: Roseville
Posted on: 12/1/2020

Sitter Wanted - My Husband And I Are New To The Roseville Area And Looking For Childcare
Description: Hi there my name is Abby. My family is looking
Company: Sitter
Location: Roseville
Posted on: 12/1/2020

Deliver with Uber Eats this Fall
Description: Deliver with Uber Eats this Fall Roseville, CA 2854 C2-720065 Deliver with Uber. Earn on your schedule. Deliver with Uber Eats on your schedule. Deliver for a few hours in the mornings, every night, or (more...)
Company: Uber Eats
Location: Roseville
Posted on: 12/1/2020

Macy's Seasonal Retail - Fulfillment Associate, Part Time: Galleria at Roseville, CA
Description: Overview: As a Seasonal Fulfillment Associate, you will be responsible for driving a great shopping experience for our omni channel customer by supporting the operational activities that drive sales, (more...)
Company: Macy's
Location: Roseville
Posted on: 12/1/2020

Log In or Create An Account

Get the latest Nevada jobs by following @recnetNV on Twitter!

Reno RSS job feeds